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AFS Licence Applications

Sophie Grace assists a variety of businesses on a daily basis to help them obtain their own AFSL.

Sophie Grace works with numerous business types in the financial markets industry including, fund managers, financial planners and brokers, to achieve their business goals.

 

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AFS Licence Applications

Sophie Grace offers solutions to simplify the AFSL application process. Sophie Grace will prepare the compliance documentation required to obtain or vary an AFSL from ASIC.

Applying to obtain or vary an Australian Financial Services Licence (AFSL) can be a daunting and time-consuming task.

Small and medium sized businesses where there are no experienced legal professionals and cost control is imperative can find the obligations onerous. Sophie Grace aims to simplify the process for businesses wanting to apply for their own AFSL.

Published - AFSL Application - Flow Chart

Sophie Grace is able to provide ongoing compliance support or external compliance reviews to the AFSL holder in order to ensure the AFSL is maintained.