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Margin FX providers / CFD providers

We advise many margin Foreign Exchange (FX) and Contracts for Difference (CFD) providers on legal issues surrounding their operations in Australia to ensure that they meet all of the requirements set out in the Corporations Act which is enforced by ASIC.

 

 

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Margin FX providers / CFD providers

We advise many margin Foreign Exchange (FX) and Contracts for Difference (CFD) providers on complex, specialised topics within the Corporations Act such as financial services regulation issues and prepare/review documents including:

  • Financial Services Guides (FSGs);
  • Product Disclosure Statements (PDSs);
  • Introducing Broker (IB) Agreements;
  • Branded Introducing Broker Agreements;
  • White Label Agreements;
  • Liquidity Agreements;
  • Managed Discretionary Accounts (MDAs) for copy trading, PAMMs and MAMMs;
  • Future of Financial Advice (FOFA);
  • Conflicts of Interest;
  • Authorised Representative Agreements; and
  • Client Agreements.