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Stockbrokers

At Sophie Grace we can advise on complex, specialised topics within the Corporations Act such as financial services regulation issues and prepare/review documents.

 

 

 

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Stockbrokers

The documents are as follows:

  • Financial Services Guides (FSGs);
  • Managed Discretionary Accounts (MDAs);
  • Future of Financial Advice (FOFA);
  • Conflicted Remuneration and Conflicts of Interest;
  • Product Disclosure Statements (PDSs); and
  • Statements of Advice.