Sophie Grace assists a variety of businesses on a daily basis to help them obtain their own AFSL.
Sophie Grace works with numerous business types in the financial markets industry including, fund managers, financial planners and brokers, to achieve their business goals.
Sophie Grace offers solutions to simplify the AFSL application process. Sophie Grace will prepare the compliance documentation required to obtain or vary an AFSL from ASIC.
Applying to obtain or vary an Australian Financial Services Licence (“AFSL“) can be a daunting and time-consuming task.
Small and medium sized businesses where there are no experienced legal professionals and cost control is imperative can find the obligations onerous. Sophie Grace aims to simplify the process for businesses wanting to apply for their own AFSL.
Sophie Grace is able to provide ongoing compliance support to the AFSL holder in order to ensure the AFSL is maintained.
We recommend watching our AFSL Series on the Sophie Grace YouTube channel for further information on whether you require an AFSL, the application process and ongoing compliance for AFSL holders:
Types of AFSL Applications
For further information on the AFSL application process for different business types, please see the following links:
- Funds Management;
- Forex Brokerage;
- Financial Planner;
- Businesses providing claims handling and settling services; and
- Carbon Credits Trading.
Contact us for further information on how we can assist you.