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The following authorisations will be required:

  • provide general financial product advice for the following classes of financial products:
    • derivatives; and
    • foreign exchange contracts;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
      • foreign exchange contracts; and
  • make a market for the following financial  products:
    • foreign exchange contracts; and
    • derivatives;

to either retail or/and wholesale clients.