AFSL Auditor replacement, removal and resignation – updates implemented by ASIC

ASIC has implemented changes and updated RG 26 following the implementation of reforms extending the financial reporting and auditing obligations under Chapter 2M of the Corporations Act 2001. We have summarised the changes that impact Australian Financial Services Licensees (“AFS licensees”). Disclosure obligations of the AFS licensee auditor in r...

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Alicia Pevely

An integral member of the Sophie Grace team since 2012, Alicia has extensive experience in relation to financial services law, consumer credit law, regulatory matters and ASIC investigations. Working closely with her clients, Alicia has maintained a significant emphasis on AFS and credit licensing and liaising with ASIC. As General Manager, Alicia has oversight of all licence applications and provides advice and support in relation to more complex applications.

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