The Australian government is enforcing new client money rules that are going to dramatically impact the industry. Our Director, Sophie Gerber, commented on the announcement of new client money rules for OTC Forex & CFD Brokers.
Sarah works with the Compliance Team with a particular focus on compliance and legal services. Sarah also works with the Legal Team providing ongoing assistance in drafting and reviewing documentation as well as legal research. Sarah assists clients with AFSL and ACL applications, variations and also assists in the implementation of compliance reviews. She provides ongoing compliance support in the form of compliance program implementation and reviews.