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Getting to know ASIC’s robo rules

Posted on November 11th, 2016 by Sophie Gerber in AFSL Compliance

australia-1496772_1280There is more to robo-advice than meets the eye, making it essential that providers know the details behind ASIC’s regulatory guide.

One of the most popular innovations that the fintech industry has given rise to in recent years is the introduction of digital advice (also known as ‘robo-advice’). Although the roboadvice industry covers various aspects, low-cost investment and advice solutions are emerging as the most popular.

Read More on iFA or in PDF on our Media Page.

Melody Gao

Melody assists in preparing, reviewing and negotiating legal documentation for participants in the financial services industry. Melody also assists with developing, reviewing and amending compliance documentation. She also supports the Compliance Consultants with the preparation of AFSL and ACL applications, variations and compliance reviews. Melody provides ongoing legal support and also assists in implementing ongoing compliance support, updating procedural documentation and preparing compliance reporting for Compliance Committees and Boards of Directors.