An ASIC spokesperson confirmed to SMSF Adviser that as of 7 July 2017, ASIC had offered 30 applications a draft Limited Australian Financial Services licence and it is “awaiting further mandatory basic documentation from those applicants in order to complete the applications”.
“ASIC is still assessing another six applications,” an ASIC spokesperson said.
Alicia works with Sophie Grace Pty Ltd with a particular focus on compliance and legal services. She assists clients with AFSL and ACL applications, variations and also assists in the implementation of compliance reviews. She provides ongoing compliance support as well as assisting in the preparation of legal advice, commercial agreements and disclosure documents.