Finsa helps take your brokerage from an idea to reality. They provide a full range of solutions to offer margin FX, CFD and spread trading to your underlying retail clients.
Sophie Grace successfully assisted Finsa to obtain additional authorisations to their pre-existing Australian Financial Services License (AFSL) allowing them to advise and deal in securities. This allowed Finsa to continue to operate within the current regulated environment as well as bring about the necessary changes in order to grow their business.
Finsa has no direct retail business of its own and is exclusively partner focused which makes a compelling solution for firms who wish to provide OTC derivatives to their clients without the risk of foregoing client ownership.
Finsa provides a variety of solutions but principally offers a state-of-the-art PC, Mobile and Tablet based trading platform. The platform can be optimised to meet the demands of the partner. Finsa can help with many functions of the business varying from regulatory cover, customer service to risk management. Finsa’s goal is to help build the businesses of their partners in the most cost effective manner.
“The strength of Finsa is the sum of all its parts and we carry enormous competency and experience in every function we provide. Our dealing team alone has over 100 years of CFD and market-trading experience spread over 6 people. Every member of the Finsa team brings a wealth of knowledge and experience from the CFD, Spread Trading and physical financial markets”
“Sophie Grace Pty Ltd has played an integral part in the evolution of Finsa Pty Ltd. Sophie has guided us through the regulatory landscape and her team have been very professional in their dealings with ASIC on our behalf, most recently in the variation of our AFSL to include securities. I highly recommend Sophie Grace Pty Ltd’s services to anyone in the space”
CEO of Finsa Pty Limited
If you’d like to know more about Finsa, follow the link to http://finsa.com.au or feel free to ask us for an introduction.
Alicia works across both Sophie Grace Pty Ltd and Sophie Grace Legal Pty Ltd with a particular focus on compliance and legal services. She manages the licensing and compliance aspects of the business. She is responsible for AFSL and ACL applications, variations and assists the compliance team in the implementation of compliance reviews. She provides ongoing compliance support and assists with the preparation of legal advice, commercial agreements and disclosure documents.