In February 2016, Sophie Grace assisted Lucerne Services Pty Ltd (Lucerne Services) to acquire their AFSL to provide a variety of financial and wealth management services as well as corporate advisory services to clients.
Lucerne Investment Partners (“Lucerne”) was founded on the principle that developing true partnerships with stakeholders, both internal and external, lays a strong foundation for success. When combined with a nimble and focused team, a true competitive advantage is formed. In lieu of simply placing clients into products, Lucerne provides clients with the opportunity to participate with them as investment partners.
Lucerne partners with and provides specialised wealth management and tailored investment solutions to HNW individuals, families and small to mid-cap companies. Lucerne provides services across three divisions; Private Wealth, Funds Management and Investment Banking.
“The team at Sophie Grace have been excellent. We were guided clearly throughout the AFSL application process and received prompt and comprehensive responses to all of our questions along the way. We look forward to continuing our work with Sophie Grace and would highly recommend their services to others in the industry.”
Chief Operating Officer
Alicia works with Sophie Grace Pty Ltd with a particular focus on compliance and legal services. She assists clients with AFSL and ACL applications, variations and also assists in the implementation of compliance reviews. She provides ongoing compliance support as well as assisting in the preparation of legal advice, commercial agreements and disclosure documents.