An integral member of the Sophie Grace team since 2012, Alicia has extensive experience in relation to financial services law, consumer credit law, regulatory matters and ASIC investigations.
Working closely with her clients, Alicia has maintained a significant emphasis on AFS and credit licensing and liaising with ASIC. As General Manager, Alicia has oversight of all licence applications and provides advice and support in relation to more complex applications. She assists clients maintain their licences via the implementation of compliance procedures and works to develop new documentation in response to changes to the regulatory regime. Her work also involves drafting and advising on a range of legal agreements and disclosure documentation for a variety of financial services and credit licensees. As a senior member of the Sophie Grace team, Alicia provides invaluable mentoring and guidance to her colleagues.
Alicia has a Bachelor of Laws and a Bachelor of Arts from the University of Wollongong. She is admitted as a solicitor in NSW.
Sophie Grace can provide you with an AML/CTF Program and can assist you to tailor it to your business’ needs. We have three different options available to suit your business and finance needs.
You can purchase template documents from our online shop. The template is an instant download and includes prompts to help you tailor the document yourself. We have template documents for:
Sign up to the Compliance Portal and receive the template AML/CTF Program Package, and obtain access to updated documents in light of any updates we make as new guidance or amended legislation is released. Choose between:
Sophie Grace can assist you to prepare the AML/CTF Program package based on your business’ specific requirements. Contact us to discuss further.
Find everything you need in relation to the AML/CTF Reforms
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