ASIC Enforcement Action: Industry Funding

ASIC can take enforcement action if you fail to pay your industry funding levy invoice.  Requirement to pay Industry Funding Levy:

Section 8 of the ASIC Supervisory Cost Recovery Levy (Collection) Act 2017 (“the Act”) states that companies, financial services entities and credit services entities are required to pay the l...

Unlock this article and more helpful resources by signing up for our Subscription Portal.​

Sign up to access a free trial of our Regulatory Updates Subscription Plan or login to your account below.
Picture of Victoria Pasquale

Victoria Pasquale

Victoria provides support to our compliance and legal teams and assists our clients with the preparation and collation of documentation required for AFS and credit licence applications. She also supports senior staff by providing assistance to clients with the maintenance of their licences through the preparation of compliance policy documents and ongoing compliance support.

AML/CTF Reforms

Sophie Grace can provide you with an AML/CTF Program and can assist you to tailor it to your business’ needs. We have three different options available to suit your business and finance needs.

Template Documents

You can purchase template documents from our online shop. The template is an instant download and includes prompts to help you tailor the document yourself. We have template documents for:

  • Tranche 1 Reporting Entities;
  • Item 54 Providers; and
  • Tranche 2 Entities.
Compliance Portal

Sign up to the Compliance Portal and receive the template AML/CTF Program Package, and obtain access to updated documents in light of any updates we make as new guidance or amended legislation is released. Choose between:

  • document-only plans;
  • consultation-only plans;
  • video and regulatory update plans; or
  • a combination of all three.
Tailored Documents

Sophie Grace can assist you to prepare the AML/CTF Program package based on your business’ specific requirements. Contact us to discuss further. 

Find everything you need in relation to the AML/CTF Reforms

AML/CTF REFORMS HUB

Sophie Grace Compliance Portal

The compliance portal provides various subscription plans to suit your business compliance needs. Watch our demonstration video now!

Compliance Portal

Recent Updates

Read more

Contact Us

We will get in touch as soon as possible

=
UNlock this article with our

free 1 month triaL

Sign up to our Regulatory Updates and Videos subscription plan and receive 1 month free with no lock-in obligations (if cancelled prior to the first billing date).

Sign up