ASIC Enforcement: Credit Licensees General Conduct Obligations

Between 1 January to 30 June 2024, ASIC recorded 63 commenced and 140 ongoing investigations. Throughout that period, 4 outcomes have been reached in relation to credit misconduct, and a further 22 have enforcement litigation in process. Given the scale of ASIC's enforcement this year, credit licensees are reminded of the importance of ensuring the...

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Alicia Pevely

An integral member of the Sophie Grace team since 2012, Alicia has extensive experience in relation to financial services law, consumer credit law, regulatory matters and ASIC investigations. Working closely with her clients, Alicia has maintained a significant emphasis on AFS and credit licensing and liaising with ASIC. As General Manager, Alicia has oversight of all licence applications and provides advice and support in relation to more complex applications.

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