ASIC’s Observations on Target Market Determinations

Since the commencement of the Design and Distribution Obligations ("DDO") regime in October 2021, ASIC has issued eighty-one (81) interim stop orders for breaches of the requirements relating to Target Market Determinations ("TMDs") by issuers of investment products. ASIC's enforcement action highlights the important of all product issuers reviewin...

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Victoria Pasquale

Victoria provides support to our compliance and legal teams and assists our clients with the preparation and collation of documentation required for AFS and credit licence applications. She also supports senior staff by providing assistance to clients with the maintenance of their licences through the preparation of compliance policy documents and ongoing compliance support.

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You can purchase template documents from our online shop. The template is an instant download and includes prompts to help you tailor the document yourself. We have template documents for:

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Sign up to the Compliance Portal and receive the template AML/CTF Program Package, and obtain access to updated documents in light of any updates we make as new guidance or amended legislation is released. Choose between:

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