Read below to get more information on how Sophie Grace can help you with your AFSL Application
Each AFSL is different, with authorisations specified according to the business you will operate. You will need to determine which:
Chapter 7 of the Corporations Act 2001 (Cth) requires an entity to hold an AFSL if the entity carries on a business involving the provision of a financial service and/or a financial product.
Sophie Grace can assist you with all stages of obtaining an AFSL and will help create a package to best suit your needs.
Australian Financial Services Licence (“AFSL“) holders have a variety of obligations which must be documented and adhered to in order to ensure compliance with the law. Many of these obligations can be often overlooked during the course of running a business.
AFSL holders are required by law to implement an array of compliance measures. Sophie Grace understands the frustration associated with a “one size fits all” approach. We will design your procedures so that they are in line with ASIC’s expectations, fit for use and appropriate to the size, structure and activities of your financial services business.
With plenty of experience assisting businesses to maintain their AFSL after they successfully receive it from ASIC, we have compiled some of our most popular resources so you know what to expect once you’re up and running.