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The AFCA Disclosure Documents Deadline is Fast Approaching – Time to Update your Documents!

From 1 July 2019 , AFSL and ACL holders will need to refer to Australian Fi...

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ASIC Streamlines Retail OTC Derivative Client Money Reconciliation Reporting Processes

From 1 July 2019, all retail Over The Counter (OTC) derivative issuers are required t...

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ASIC’s Proposed New Standards for Dealing with Complaints

In May 2019, ASIC initiated consultation within the industry in relation to their pro...

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Thinking of starting a Buy Now, Pay Later business? We summarise the current issues in the space.

The concept of Buy Now, Pay Later is at the centre of many emerging fintech companies...

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Co-operation with ACFA Now Compulsory for all Members

ACL and AFSL holders are now required to co-operate with the Australian Financial Com...

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Your Next ASIC Invoice – Indicative Costs of ASIC’s 2018-2019 Regulatory Levies

ASIC has released the indicative levy amounts for the 2018-19 financial year. The dra...

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Super Finance Markets Varies ACL to Include Credit Providing Authorisations

Sophie Grace recently assisted Super Finance Markets to vary their Australian Credit Licen...

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All Credit Issuing ACLs Impacted by ASIC’s Proposed Changes to RG209

ASIC’s guidance in relation to responsible lending has been in place since 2010 and whil...

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ASIC Regulatory Levies – Answers to the Questions we’ve been Asked!

Australian Financial Services (AFS) licensees should by now have received their invoice fr...

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