Ivana Josic – Marketing Manager and Compliance Assistant

A new week means you get to meet another Sophie Grace team member. She has been part of th...

Continue Reading

Have you Notified ASIC of your AFCA Membership Details? The Deadline is Fast Approaching!

As of 1 November 2018, the Australian Financial Complaints Authority (“AFCA”) official...

Continue Reading

Sarah Murray – Compliance Consultant

It's meet the team Monday. which means you get to meet another member of the Sophie Grace ...

Continue Reading

Melody Gao – Lawyer

It's time to meet another member of the Sophie Grace Team. This week we introduce you to M...

Continue Reading

Are you Complying with your Breach Reporting Requirements?

ASIC has recently identified that many of Australia’s most prominent financial instituti...

Continue Reading

Introducing…Alicia Pevely (Manager of Licensing and Compliance)

Alicia is the Manager of Licensing and Compliance here at Sophie Grace. If we had to de...

Continue Reading

The AFSL Audit Submission Date is Fast Approaching! Are you on Track for On-Time Lodgement?

The end of the financial year has come and gone, and by now you should be well on track t...

Continue Reading

FOS is nearly over and AFCA is starting – what do you need to do?

Hopefully, you have already completed your Financial Ombudsman Service Australia ("FOS") a...

Continue Reading