Should you be Conducting More Stringent Monitoring and Supervision of your Representatives?

If you are the holder of an Australian Financial Services Licence (AFSL) or an Australian ...

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ASIC’s Fees-for-Service Commenced on 4 July 2018 – How Do the New Fees Affect You?

The government passed ASIC’s ‘Fees-for-Service’ legislation on 28 June 2018 which me...

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Eager to Know How Much you Have to Pay for ASIC’s Regulatory Costs?

If you have been regulated by Australian Securities and Investments Commission (ASIC) duri...

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Providing Financial Services Unlicensed? ASIC Steps Up Enforcement Action

The Australian Securities and Investments Commission (ASIC) has stepped up enforcement aga...

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Changes to the European Privacy Regulations Commence this Month!

The European General Data Protection Regulation (GDPR) will come into effect on 25 May 201...

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Registrations Open for Digital Currency Exchange Providers

Changes to the Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF) Amendment I...

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New Professional Standards and Training Obligations for Financial Advisers are Coming Soon

From 1 January 2019, all new financial advisers will be required to meet the new professio...

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