With the end of financial year fast approaching, so is audit time. To assist Australian Financial Services (“AFS”) Licensees and Limited AFS Licence Holders in
There are strict rules governing the advertising and promotion of financial and credit products and services within Australia to protect consumers from being inappropriately influenced
Entities that operate in the financial services and credit industries will often reference ASIC or use the ASIC logo in marketing materials in attempt to
We regularly receive requests from our clients for assistance in sourcing a Responsible Manager to support and ensure a successful Australian Credit Licence (“ACL“) application.
Every Australian Financial Service Licence (“AFSL”) and Australian Credit Licence (“ACL”) holder (together, “Licensees”) dreads the thought of a customer complaint being escalated to the
ASIC has brought a case against Lightspeed Finance, an Australian Credit Licensee, in the Federal Court for failing to comply with the Australian Financial Complaints
We regularly receive requests from our clients for assistance in sourcing an appropriate Responsible Manager to support and ensure a successful Australian Financial Services Licence
Earlier last month ASIC announced it would extend one of three COVID-19 relief measures enabling the financial advice industry to provide consumers with affordable and
Listed and unlisted entities will have an additional month to lodge their financial statements with ASIC. The extension will only apply to listed and unlisted