Introducing…Alicia Pevely (Manager of Licensing and Compliance)

Alicia is the Manager of Licensing and Compliance here at Sophie Grace. If we had to de...

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The AFSL Audit Submission Date is Fast Approaching! Are you on Track for On-Time Lodgement?

The end of the financial year has come and gone, and by now you should be well on track t...

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FOS is nearly over and AFCA is starting – what do you need to do?

Hopefully, you have already completed your Financial Ombudsman Service Australia ("FOS") a...

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Attention all Company Officeholders! What is a Solvency Resolution?

If you’re a director or company secretary of an Australian company, you may be aware tha...

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Should you be Conducting More Stringent Monitoring and Supervision of your Representatives?

If you are the holder of an Australian Financial Services Licence (AFSL) or an Australian ...

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ASIC’s Fees-for-Service Commenced on 4 July 2018 – How Do the New Fees Affect You?

The government passed ASIC’s ‘Fees-for-Service’ legislation on 28 June 2018 which me...

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