ASIC’s Enforcement Update – The “Why not Litigate” Enforcement Approach
ASIC’s bi-annual enforcement update (Rep 625) provides an overview of enforcement o...
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Yuns Advisory Receives Final AFSL from ASIC
Sophie Grace recently assisted Yuns Advisory Pty Ltd (Yuns Advisory) to obtain an Aus...
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Attention Responsible Managers: Are your details with ASIC up to date?
When making an application to ASIC to become a Responsible Manager on a new or existi...
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Amanda Christie – Lawyer
Welcome back to Meet the Team Monday. Today we introduce you to... Amanda! If w...
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Quynh Truong – Head of Compliance
Welcome back to Meet the Team Monday. Today we introduce you to the Sophie Grace #OG... ...
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ASIC to be Granted New Powers to Cancel Unused Australian Financial Services and Credit Licences
This week the Australian Government released draft legislation for public comment as ...
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The AFSL Audit Deadline is Fast Approaching – What Documents are you Required to Submit?
The submission date (generally 31 October, but double check below) for your AFSL audi...
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It’s time to complete your Business Activity Metrics for 2018-19
On 26 June 2019, ASIC published the indicative industry sector levies for Financial Y...
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Government Seeks to Extend Licensing Exemptions Available Through the Regulatory Sandbox
Treasury has sought to extend the licensing requirements currently available to finan...
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