New complaints handling requirements come into effect on 5 October 2021. These changes will apply to both Australian Financial Services Licence (“AFSL”) holders dealing with
AUSTRAC has released proposed amendments to Chapter 46 of the AML/CTF Rules, which sets out special circumstances for KYC to be conducted after commencing to
AFS Licensees should start taking steps now to prepare for ASIC’s proposed bans and restrictions which will affect OTC Binary Options and CFD Providers to
Litigation funders are now required to hold an Australian Financial Services Licence (AFSL) and are subject to the managed investment scheme regulations. How can the
The Australian Government has introduced an Enhanced Regulatory Sandbox to provide a space for innovative firms to test new products and services without financial services
Sophie Grace recently assisted Pureheart Australia Pty Ltd (“Pureheart Australia”) to obtain an Australian Financial Services Licence (“AFSL”) to issue and act as an investment
AFS licensees now have an additional month to lodge their financial statements with ASIC. A recently registered Instrument has resulted in the extension of the
ASIC has registered an amending instrument to specify an end date for the three instruments that were registered in response to the COVID-19 pandemic earlier
Directors will now be required to hold a director identification number (“DIN”). The obligation to obtain a DIN comes as the Treasury Laws Amendment (Registries