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All Credit Issuing ACLs Impacted by ASIC’s Proposed Changes to RG209

ASIC’s guidance in relation to responsible lending has been in place since 2010 and whil...

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Have you Notified ASIC of your AFCA Membership Details? The Deadline is Fast Approaching!

As of 1 November 2018, the Australian Financial Complaints Authority (“AFCA”) official...

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FOS is nearly over and AFCA is starting – what do you need to do?

Hopefully, you have already completed your Financial Ombudsman Service Australia ("FOS") a...

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Providing Financial Services Unlicensed? ASIC Steps Up Enforcement Action

The Australian Securities and Investments Commission (ASIC) has stepped up enforcement aga...

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ASIC’s Spotlight Remains on Interest-Only Loans and Responsible Lending Practices

ASIC continues its focus on interest-only lending, in particular, interest-only home loans...

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Q&A: APRA’s Tightening of Residential Mortgage Lending Practices

Introduction Welcome to Kaplan Professional’s Q&A series. To provide an overview of...

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AUSTRAC’s New Release: Insight from Compliance Assessments

AUSTRAC released a report titled Insights from Compliance Assessments (Report) in March 20...

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