Have you Notified ASIC of your AFCA Membership Details? The Deadline is Fast Approaching!

As of 1 November 2018, the Australian Financial Complaints Authority (“AFCA”) official...

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FOS is nearly over and AFCA is starting – what do you need to do?

Hopefully, you have already completed your Financial Ombudsman Service Australia ("FOS") a...

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Providing Financial Services Unlicensed? ASIC Steps Up Enforcement Action

The Australian Securities and Investments Commission (ASIC) has stepped up enforcement aga...

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ASIC’s Spotlight Remains on Interest-Only Loans and Responsible Lending Practices

ASIC continues its focus on interest-only lending, in particular, interest-only home loans...

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Q&A: APRA’s Tightening of Residential Mortgage Lending Practices

Introduction Welcome to Kaplan Professional’s Q&A series. To provide an overview of...

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AUSTRAC’s New Release: Insight from Compliance Assessments

AUSTRAC released a report titled Insights from Compliance Assessments (Report) in March 20...

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Financial Services Sector to Remain in the Spotlight Throughout 2017

At the beginning of March 2017, ASIC released their enforcement report for the July - Dec...

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