Providing Financial Services Unlicensed? ASIC Steps Up Enforcement Action

The Australian Securities and Investments Commission (ASIC) has stepped up enforcement aga...

Continue Reading

ASIC’s Spotlight Remains on Interest-Only Loans and Responsible Lending Practices

ASIC continues its focus on interest-only lending, in particular, interest-only home loans...

Continue Reading

Q&A: APRA’s Tightening of Residential Mortgage Lending Practices

Introduction Welcome to Kaplan Professional’s Q&A series. To provide an overview of...

Continue Reading

AUSTRAC’s New Release: Insight from Compliance Assessments

AUSTRAC released a report titled Insights from Compliance Assessments (Report) in March 20...

Continue Reading

Financial Services Sector to Remain in the Spotlight Throughout 2017

At the beginning of March 2017, ASIC released their enforcement report for the July - Dec...

Continue Reading

Tidying Up the Financial and Credit Services Industries

ASIC Continues to Enforce Bans Against Inappropriate Activity Around the Financial and Cr...

Continue Reading

Reminder to complete your CPD training

As the calendar year draws to a close, for many the deadline for meeting annual continui...

Continue Reading

Ongoing Requirements for ACL holders

Australian Credit Licence (ACL) holders have a range of compliance obligations which must ...

Continue Reading