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It’s time to complete your Business Activity Metrics for 2018-19

On 26 June 2019, ASIC published the indicative industry sector levies for Financial Y...

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Government Seeks to Extend Licensing Exemptions Available Through the Regulatory Sandbox

Treasury has sought to extend the licensing requirements currently available to finan...

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The AFCA Disclosure Documents Deadline is Fast Approaching – Time to Update your Documents!

From 1 July 2019 , AFSL and ACL holders will need to refer to Australian Fi...

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All Credit Issuing ACLs Impacted by ASIC’s Proposed Changes to RG209

ASIC’s guidance in relation to responsible lending has been in place since 2010 and whil...

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Seahorse Finance Obtains Credit Providing Licence

Sophie Grace assisted Seahorse Finance Pty Ltd (“Seahorse Finance”) to vary their exis...

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Attention all Company Officeholders! What is a Solvency Resolution?

If you’re a director or company secretary of an Australian company, you may be aware tha...

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Should you be Conducting More Stringent Monitoring and Supervision of your Representatives?

If you are the holder of an Australian Financial Services Licence (AFSL) or an Australian ...

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Are you Providing Sufficient Notice to Clients Regarding Authorised Representatives or Credit Representatives Leaving?

AFSL holders have the responsibility to provide sufficient notice to clients that an Autho...

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ASIC’s Fees-for-Service Commenced on 4 July 2018 – How Do the New Fees Affect You?

The government passed ASIC’s ‘Fees-for-Service’ legislation on 28 June 2018 which me...

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