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Common Breaches and ASIC’s Enforcement Action

ASIC has taken action to cancel the AFS licence of two Sydney based AFS licensees rec...

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The AFCA Disclosure Documents Deadline is Fast Approaching – Time to Update your Documents!

From 1 July 2019 , AFSL and ACL holders will need to refer to Australian Fi...

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ASIC’s Proposed New Standards for Dealing with Complaints

In May 2019, ASIC initiated consultation within the industry in relation to their pro...

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Thinking of starting a Buy Now, Pay Later business? We summarise the current issues in the space.

The concept of Buy Now, Pay Later is at the centre of many emerging fintech companies...

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Co-operation with ACFA Now Compulsory for all Members

ACL and AFSL holders are now required to co-operate with the Australian Financial Com...

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Have you Notified ASIC of your AFCA Membership Details? The Deadline is Fast Approaching!

As of 1 November 2018, the Australian Financial Complaints Authority (“AFCA”) official...

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FOS is nearly over and AFCA is starting – what do you need to do?

Hopefully, you have already completed your Financial Ombudsman Service Australia ("FOS") a...

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