Have you Notified ASIC of your AFCA Membership Details? The Deadline is Fast Approaching!

As of 1 November 2018, the Australian Financial Complaints Authority (“AFCA”) official...

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The AFSL Audit Submission Date is Fast Approaching! Are you on Track for On-Time Lodgement?

The end of the financial year has come and gone, and by now you should be well on track t...

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FOS is nearly over and AFCA is starting – what do you need to do?

Hopefully, you have already completed your Financial Ombudsman Service Australia ("FOS") a...

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Providing Financial Services Unlicensed? ASIC Steps Up Enforcement Action

The Australian Securities and Investments Commission (ASIC) has stepped up enforcement aga...

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The Transition from FOS to the AFCA Commences 1 April 2018

Is your business a member of the Financial Ombudsman Service (“FOS”)? If so, you shoul...

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PI Insurance: Are you appropriately covered? Insights from ASIC’s review

The Australian Securities and Investments Commission (‘ASIC’) has recently completed a...

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ASIC’s Latest Enforcement Report: The key focus areas to be aware of

Digital disruption, cyber threats and inappropriate targeting of retail clients continue t...

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