ASIC Introduces Additional Information Requirements for AFSL Applicants

At the beginning of 2019, ASIC reviewed its Australian Financial Services Licence (AFSL) a...

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ASIC’s Regulatory Levies have been Released – What are you Required to Pay?

ASIC have released actual levy amounts for the 2017-18 financial year. ASIC regulated enti...

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Seahorse Finance Obtains Credit Providing Licence

Sophie Grace assisted Seahorse Finance Pty Ltd (“Seahorse Finance”) to vary their exis...

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Have you Notified ASIC of your AFCA Membership Details? The Deadline is Fast Approaching!

As of 1 November 2018, the Australian Financial Complaints Authority (“AFCA”) official...

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Are you Complying with your Breach Reporting Requirements?

ASIC has recently identified that many of Australia’s most prominent financial instituti...

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The AFSL Audit Submission Date is Fast Approaching! Are you on Track for On-Time Lodgement?

The end of the financial year has come and gone, and by now you should be well on track t...

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