ASIC’s Fees-for-Service Commenced on 4 July 2018 – How Do the New Fees Affect You?

The government passed ASIC’s ‘Fees-for-Service’ legislation on 28 June 2018 which me...

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Eager to Know How Much you Have to Pay for ASIC’s Regulatory Costs?

If you have been regulated by Australian Securities and Investments Commission (ASIC) duri...

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Providing Financial Services Unlicensed? ASIC Steps Up Enforcement Action

The Australian Securities and Investments Commission (ASIC) has stepped up enforcement aga...

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Registrations Open for Digital Currency Exchange Providers

Changes to the Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF) Amendment I...

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New Professional Standards and Training Obligations for Financial Advisers are Coming Soon

From 1 January 2019, all new financial advisers will be required to meet the new professio...

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ASIC’s AFSL and ACL Application Charges Set to Increase on 1 July 2018

From 1 July 2018, ASIC will be able to charge fees for its services which include regulato...

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Are you Ready for ASIC’s Client Money Reporting Rules?

ASIC's Client Money Reporting Rules 2017 (“Rules”) commence on 4 April 2018. The Rules...

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The Importance of Updating your ASIC Financial Advisers Register Listing

Since its launch on 31 March 2015, ASIC’s Financial Advisers Register (“the Register...

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