Should you be Conducting More Stringent Monitoring and Supervision of your Representatives?

If you are the holder of an Australian Financial Services Licence (AFSL) or an Australian ...

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Are you Providing Sufficient Notice to Clients Regarding Authorised Representatives or Credit Representatives Leaving?

AFSL holders have the responsibility to provide sufficient notice to clients that an Autho...

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Providing Tax Advice to Clients under an AFSL? You Need to be Registered with the TPB

All AFSL holders and Corporate Authorised Representatives (CARs) who provide tax advice to...

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ASIC Scrutinising SOA Templates, Warns Lawyer.

Licensed accountants have been warned that ASIC is closely analysing whether the state...

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