ASIC’s Fees-for-Service Commenced on 4 July 2018 – How Do the New Fees Affect You?

The government passed ASIC’s ‘Fees-for-Service’ legislation on 28 June 2018 which me...

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Eager to Know How Much you Have to Pay for ASIC’s Regulatory Costs?

If you have been regulated by Australian Securities and Investments Commission (ASIC) duri...

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Changes to the European Privacy Regulations Commence this Month!

The European General Data Protection Regulation (GDPR) will come into effect on 25 May 201...

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New Professional Standards and Training Obligations for Financial Advisers are Coming Soon

From 1 January 2019, all new financial advisers will be required to meet the new professio...

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Farewell FOS! The Australian Financial Complaints Authority is Here!

The Financial Ombudsman Service (“FOS”), the Credit and Investments Ombudsman (“CIO...

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In Case You Missed It – Available Online Now – Sophie Gerber Speaks at the Hong Kong iFX Expo

Sophie Grace Compliance and Legal Director, Sophie Gerber, was among four professionals wh...

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The Importance of Updating your ASIC Financial Advisers Register Listing

Since its launch on 31 March 2015, ASIC’s Financial Advisers Register (“the Register...

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New Guidance for Funds Management Released for Consultation

Introduction The Asia Region Funds Passport (“Passport”) and the Corporate Collecti...

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