ASIC Introduces Additional Information Requirements for AFSL Applicants
At the beginning of 2019, ASIC reviewed its Australian Financial Services Licence (AFSL) a...
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PC Proposal to Require ‘Serious Documentation’ from SMSF Advice Firms
While the Productivity Commission’s proposal to extend the product design and distributi...
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Proposed Product Intervention Powers for ASIC: What does this mean for the Design and Distribution of Financial and Credit Products?
Proposed legislation aims to improve consumer protection in relation to financial products...
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Financial Adviser Training Requirements for Retail AFS Licensees – The Next Phase
A new year also saw the new professional standards requirements commence for financial adv...
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Available Now: Footage from this Year’s Finance Magnates London Summit
The Finance Magnates London Summit was held on the 13 and 14 November 2018. Sophie Gerbe...
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In Case you Missed It: We Recap this Year’s Finance Magnates London Summit
Last week, Sophie Gerber (Sophie Grace Director) and Melody Gao (Lawyer) attended one of t...
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New Professional Standards and Training Obligations for Financial Advisers are Coming Soon
From 1 January 2019, all new financial advisers will be required to meet the new professio...
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The Transition from FOS to AFCA Commences 1 April 2018
Is your business a member of the Financial Ombudsman Service (“FOS”)? If so, you shoul...
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In Case You Missed It – Available Online Now – Sophie Gerber Speaks at the Hong Kong iFX Expo
Sophie Grace Compliance and Legal Director, Sophie Gerber, was among four professionals wh...
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