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ASIC Introduces Additional Information Requirements for AFSL Applicants

At the beginning of 2019, ASIC reviewed its Australian Financial Services Licence (AFSL) a...

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PC Proposal to Require ‘Serious Documentation’ from SMSF Advice Firms

While the Productivity Commission’s proposal to extend the product design and distributi...

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Available Now: Footage from this Year’s Finance Magnates London Summit

The Finance Magnates London Summit was held on the 13 and 14 November 2018. Sophie Gerbe...

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In Case you Missed It: We Recap this Year’s Finance Magnates London Summit

Last week, Sophie Gerber (Sophie Grace Director) and Melody Gao (Lawyer) attended one of t...

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New Professional Standards and Training Obligations for Financial Advisers are Coming Soon

From 1 January 2019, all new financial advisers will be required to meet the new professio...

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The Transition from FOS to the AFCA Commences 1 April 2018

Is your business a member of the Financial Ombudsman Service (“FOS”)? If so, you shoul...

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In Case You Missed It – Available Online Now – Sophie Gerber Speaks at the Hong Kong iFX Expo

Sophie Grace Compliance and Legal Director, Sophie Gerber, was among four professionals wh...

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