New Professional Standards and Training Obligations for Financial Advisers are Coming Soon

From 1 January 2019, all new financial advisers will be required to meet the new professio...

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The Transition from FOS to the AFCA Commences 1 April 2018

Is your business a member of the Financial Ombudsman Service (“FOS”)? If so, you shoul...

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In Case You Missed It – Available Online Now – Sophie Gerber Speaks at the Hong Kong iFX Expo

Sophie Grace Compliance and Legal Director, Sophie Gerber, was among four professionals wh...

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Are you Ready for ASIC’s Client Money Reporting Rules?

ASIC's Client Money Reporting Rules 2017 (“Rules”) commence on 4 April 2018. The Rules...

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Changes Ahead as Life Insurance Commission Caps have Commenced

From 1 January 2018, upfront commissions for life insurance providers are capped at 80%. T...

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Hear Sophie Gerber speak at the Hong Kong iFX Expo

Sophie Gerber is confirmed to speak at the iFX Expo in a panel on day 2 of the Hong Kon...

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Meet the Sophie Grace Team in Hong Kong at the iFX Expo

Sophie Gerber, Angela Yang and Melody Gao from the Sophie Grace team will be attending t...

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ASIC’s Guidance for Initial Coin Offerings

New startups seeking venture capital are increasingly looking to fintech options to build ...

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Providing Tax Advice to Clients under an AFSL? You Need to be Registered with the TPB

All AFSL holders and Corporate Authorised Representatives (CARs) who provide tax advice to...

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