Should you be Conducting More Stringent Monitoring and Supervision of your Representatives?

If you are the holder of an Australian Financial Services Licence (AFSL) or an Australian ...

Continue Reading

Are you Providing Sufficient Notice to Clients Regarding Authorised Representatives or Credit Representatives Leaving?

AFSL holders have the responsibility to provide sufficient notice to clients that an Autho...

Continue Reading

Limited AFSLs – A Year On

It has been a little over a year since the transitional arrangements for accountants provi...

Continue Reading