Have you Notified ASIC of your AFCA Membership Details? The Deadline is Fast Approaching!

As of 1 November 2018, the Australian Financial Complaints Authority (“AFCA”) official...

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The AFSL Audit Submission Date is Fast Approaching! Are you on Track for On-Time Lodgement?

The end of the financial year has come and gone, and by now you should be well on track t...

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Should you be Conducting More Stringent Monitoring and Supervision of your Representatives?

If you are the holder of an Australian Financial Services Licence (AFSL) or an Australian ...

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Are you Providing Sufficient Notice to Clients Regarding Authorised Representatives or Credit Representatives Leaving?

AFSL holders have the responsibility to provide sufficient notice to clients that an Autho...

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Limited AFSLs – A Year On

It has been a little over a year since the transitional arrangements for accountants provi...

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