Sophie Grace can work with you to determine and obtain the appropriate licence for your funds management business.
Sophie Grace can assist you in preparing the legal documents required to establish your fund.
Sophie Grace can advise you whether the fund registration requirements apply to your business.
Sophie Grace can assist you in preparing disclosure documents required to be issued to investors.
If you intend to operate a wholesale fund as either the trustee or investment manager, you will be required to be authorised by an AFSL (by either obtaining your own AFSL or acting as an Authorised Representative).
Click here for further information about licensing requirements for trustees of unregistered managed investment schemes.
Funds which target wholesale investors only are not required to issue a Product Disclosure Statement (“PDS“). Instead, you will need to prepare and issue an information memorandum to all investors in the fund. The information memorandum sets out a variety of information regarding the fund, including:
Funds that have wholesale investors only are generally not required to be registered with ASIC.
Sophie Grace can prepare, review or amend:
There are a number of other issues to be considered for those operating a funds managed business. Please click here to read more.
Sophie Grace can provide you with an AML/CTF Program and can assist you to tailor it to your business’ needs. We have three different options available to suit your business and finance needs.
You can purchase template documents from our online shop. The template is an instant download and includes prompts to help you tailor the document yourself. We have template documents for:
Sign up to the Compliance Portal and receive the template AML/CTF Program Package, and obtain access to updated documents in light of any updates we make as new guidance or amended legislation is released. Choose between:
Sophie Grace can assist you to prepare the AML/CTF Program package based on your business’ specific requirements. Contact us to discuss further.
Find everything you need in relation to the AML/CTF Reforms
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