Sign up to our Compliance and Regulatory Newsletter for Free

As a subscriber to our newsletter, you’ll receive updates on regulatory changes and issues which affect the financial services and credit services. We take great care to ensure all information is current, insightful and relevant to you. You may also receive special access to promotions on our shop products.

We hope you enjoy reading our newsletter and find the updates helpful.

Our Services

AFSL

Credit Licence

AML/CTF

Legal

Sophie Grace Compliance Portal

Our Most Recent Articles

ASIC Updates

Increased Penalties for failing to enrol with AUSTRAC

December 7, 2023

ASIC Updates

ASIC’s Appeal on Conflicted Remuneration Case is Dismissed: Key Takeaways

December 7, 2023

AFSL Compliance

Treasury opens consultation on the regulation of Digital Asset Providers

November 28, 2023

Contact Us

We will contact you as soon as possible!

img.wp-smiley,img.emoji{display:inline !important;border:none !important;box-shadow:none !important;height:1em !important;width:1em !important;margin:0 .07em !important;vertical-align:-.1em !important;background:none !important;padding:0 !important;}.wp-block-button__link{color:#fff;background-color:#32373c;border-radius:9999px;box-shadow:none;text-decoration:none;padding:calc(.667em + 2px) calc(1.333em + 2px);font-size:1.125em;}.wp-block-file__button{background:#32373c;color:#fff;text-decoration:none;}body{--wp--preset--color--black:#000;--wp--preset--color--cyan-bluish-gray:#abb8c3;--wp--preset--color--white:#fff;--wp--preset--color--pale-pink:#f78da7;--wp--preset--color--vivid-red:#cf2e2e;--wp--preset--color--luminous-vivid-orange:#ff6900;--wp--preset--color--luminous-vivid-amber:#fcb900;--wp--preset--color--light-green-cyan:#7bdcb5;--wp--preset--color--vivid-green-cyan:#00d084;--wp--preset--color--pale-cyan-blue:#8ed1fc;--wp--preset--color--vivid-cyan-blue:#0693e3;--wp--preset--color--vivid-purple:#9b51e0;--wp--preset--gradient--vivid-cyan-blue-to-vivid-purple:linear-gradient(135deg,rgba(6,147,227,1) 0%,#9b51e0 100%);--wp--preset--gradient--light-green-cyan-to-vivid-green-cyan:linear-gradient(135deg,#7adcb4 0%,#00d082 100%);--wp--preset--gradient--luminous-vivid-amber-to-luminous-vivid-orange:linear-gradient(135deg,rgba(252,185,0,1) 0%,rgba(255,105,0,1) 100%);--wp--preset--gradient--luminous-vivid-orange-to-vivid-red:linear-gradient(135deg,rgba(255,105,0,1) 0%,#cf2e2e 100%);--wp--preset--gradient--very-light-gray-to-cyan-bluish-gray:linear-gradient(135deg,#eee 0%,#a9b8c3 100%);--wp--preset--gradient--cool-to-warm-spectrum:linear-gradient(135deg,#4aeadc 0%,#9778d1 20%,#cf2aba 40%,#ee2c82 60%,#fb6962 80%,#fef84c 100%);--wp--preset--gradient--blush-light-purple:linear-gradient(135deg,#ffceec 0%,#9896f0 100%);--wp--preset--gradient--blush-bordeaux:linear-gradient(135deg,#fecda5 0%,#fe2d2d 50%,#6b003e 100%);--wp--preset--gradient--luminous-dusk:linear-gradient(135deg,#ffcb70 0%,#c751c0 50%,#4158d0 100%);--wp--preset--gradient--pale-ocean:linear-gradient(135deg,#fff5cb 0%,#b6e3d4 50%,#33a7b5 100%);--wp--preset--gradient--electric-grass:linear-gradient(135deg,#caf880 0%,#71ce7e 100%);--wp--preset--gradient--midnight:linear-gradient(135deg,#020381 0%,#2874fc 100%);--wp--preset--font-size--small:13px;--wp--preset--font-size--medium:20px;--wp--preset--font-size--large:36px;--wp--preset--font-size--x-large:42px;--wp--preset--spacing--20:.44rem;--wp--preset--spacing--30:.67rem;--wp--preset--spacing--40:1rem;--wp--preset--spacing--50:1.5rem;--wp--preset--spacing--60:2.25rem;--wp--preset--spacing--70:3.38rem;--wp--preset--spacing--80:5.06rem;--wp--preset--shadow--natural:6px 6px 9px rgba(0,0,0,.2);--wp--preset--shadow--deep:12px 12px 50px rgba(0,0,0,.4);--wp--preset--shadow--sharp:6px 6px 0px rgba(0,0,0,.2);--wp--preset--shadow--outlined:6px 6px 0px -3px rgba(255,255,255,1),6px 6px rgba(0,0,0,1);--wp--preset--shadow--crisp:6px 6px 0px rgba(0,0,0,1);}:where(.is-layout-flex){gap:.5em;}:where(.is-layout-grid){gap:.5em;}body .is-layout-flow > .alignleft{float:left;margin-inline-start:0;margin-inline-end:2em;}body .is-layout-flow > .alignright{float:right;margin-inline-start:2em;margin-inline-end:0;}body .is-layout-flow > .aligncenter{margin-left:auto !important;margin-right:auto !important;}body .is-layout-constrained > .alignleft{float:left;margin-inline-start:0;margin-inline-end:2em;}body .is-layout-constrained > .alignright{float:right;margin-inline-start:2em;margin-inline-end:0;}body .is-layout-constrained > .aligncenter{margin-left:auto !important;margin-right:auto !important;}body .is-layout-constrained > :where(:not(.alignleft):not(.alignright):not(.alignfull)){max-width:var(--wp--style--global--content-size);margin-left:auto !important;margin-right:auto !important;}body .is-layout-constrained > .alignwide{max-width:var(--wp--style--global--wide-size);}body .is-layout-flex{display:flex;}body .is-layout-flex{flex-wrap:wrap;align-items:center;}body .is-layout-flex > *{margin:0;}body .is-layout-grid{display:grid;}body .is-layout-grid > *{margin:0;}:where(.wp-block-columns.is-layout-flex){gap:2em;}:where(.wp-block-columns.is-layout-grid){gap:2em;}:where(.wp-block-post-template.is-layout-flex){gap:1.25em;}:where(.wp-block-post-template.is-layout-grid){gap:1.25em;}.has-black-color{color:var(--wp--preset--color--black) !important;}.has-cyan-bluish-gray-color{color:var(--wp--preset--color--cyan-bluish-gray) !important;}.has-white-color{color:var(--wp--preset--color--white) !important;}.has-pale-pink-color{color:var(--wp--preset--color--pale-pink) !important;}.has-vivid-red-color{color:var(--wp--preset--color--vivid-red) !important;}.has-luminous-vivid-orange-color{color:var(--wp--preset--color--luminous-vivid-orange) !important;}.has-luminous-vivid-amber-color{color:var(--wp--preset--color--luminous-vivid-amber) !important;}.has-light-green-cyan-color{color:var(--wp--preset--color--light-green-cyan) !important;}.has-vivid-green-cyan-color{color:var(--wp--preset--color--vivid-green-cyan) !important;}.has-pale-cyan-blue-color{color:var(--wp--preset--color--pale-cyan-blue) !important;}.has-vivid-cyan-blue-color{color:var(--wp--preset--color--vivid-cyan-blue) !important;}.has-vivid-purple-color{color:var(--wp--preset--color--vivid-purple) !important;}.has-black-background-color{background-color:var(--wp--preset--color--black) !important;}.has-cyan-bluish-gray-background-color{background-color:var(--wp--preset--color--cyan-bluish-gray) !important;}.has-white-background-color{background-color:var(--wp--preset--color--white) !important;}.has-pale-pink-background-color{background-color:var(--wp--preset--color--pale-pink) !important;}.has-vivid-red-background-color{background-color:var(--wp--preset--color--vivid-red) !important;}.has-luminous-vivid-orange-background-color{background-color:var(--wp--preset--color--luminous-vivid-orange) !important;}.has-luminous-vivid-amber-background-color{background-color:var(--wp--preset--color--luminous-vivid-amber) !important;}.has-light-green-cyan-background-color{background-color:var(--wp--preset--color--light-green-cyan) !important;}.has-vivid-green-cyan-background-color{background-color:var(--wp--preset--color--vivid-green-cyan) !important;}.has-pale-cyan-blue-background-color{background-color:var(--wp--preset--color--pale-cyan-blue) !important;}.has-vivid-cyan-blue-background-color{background-color:var(--wp--preset--color--vivid-cyan-blue) !important;}.has-vivid-purple-background-color{background-color:var(--wp--preset--color--vivid-purple) !important;}.has-black-border-color{border-color:var(--wp--preset--color--black) !important;}.has-cyan-bluish-gray-border-color{border-color:var(--wp--preset--color--cyan-bluish-gray) !important;}.has-white-border-color{border-color:var(--wp--preset--color--white) !important;}.has-pale-pink-border-color{border-color:var(--wp--preset--color--pale-pink) !important;}.has-vivid-red-border-color{border-color:var(--wp--preset--color--vivid-red) !important;}.has-luminous-vivid-orange-border-color{border-color:var(--wp--preset--color--luminous-vivid-orange) !important;}.has-luminous-vivid-amber-border-color{border-color:var(--wp--preset--color--luminous-vivid-amber) !important;}.has-light-green-cyan-border-color{border-color:var(--wp--preset--color--light-green-cyan) !important;}.has-vivid-green-cyan-border-color{border-color:var(--wp--preset--color--vivid-green-cyan) !important;}.has-pale-cyan-blue-border-color{border-color:var(--wp--preset--color--pale-cyan-blue) !important;}.has-vivid-cyan-blue-border-color{border-color:var(--wp--preset--color--vivid-cyan-blue) !important;}.has-vivid-purple-border-color{border-color:var(--wp--preset--color--vivid-purple) !important;}.has-vivid-cyan-blue-to-vivid-purple-gradient-background{background:var(--wp--preset--gradient--vivid-cyan-blue-to-vivid-purple) !important;}.has-light-green-cyan-to-vivid-green-cyan-gradient-background{background:var(--wp--preset--gradient--light-green-cyan-to-vivid-green-cyan) !important;}.has-luminous-vivid-amber-to-luminous-vivid-orange-gradient-background{background:var(--wp--preset--gradient--luminous-vivid-amber-to-luminous-vivid-orange) !important;}.has-luminous-vivid-orange-to-vivid-red-gradient-background{background:var(--wp--preset--gradient--luminous-vivid-orange-to-vivid-red) !important;}.has-very-light-gray-to-cyan-bluish-gray-gradient-background{background:var(--wp--preset--gradient--very-light-gray-to-cyan-bluish-gray) !important;}.has-cool-to-warm-spectrum-gradient-background{background:var(--wp--preset--gradient--cool-to-warm-spectrum) !important;}.has-blush-light-purple-gradient-background{background:var(--wp--preset--gradient--blush-light-purple) !important;}.has-blush-bordeaux-gradient-background{background:var(--wp--preset--gradient--blush-bordeaux) !important;}.has-luminous-dusk-gradient-background{background:var(--wp--preset--gradient--luminous-dusk) !important;}.has-pale-ocean-gradient-background{background:var(--wp--preset--gradient--pale-ocean) !important;}.has-electric-grass-gradient-background{background:var(--wp--preset--gradient--electric-grass) !important;}.has-midnight-gradient-background{background:var(--wp--preset--gradient--midnight) !important;}.has-small-font-size{font-size:var(--wp--preset--font-size--small) !important;}.has-medium-font-size{font-size:var(--wp--preset--font-size--medium) !important;}.has-large-font-size{font-size:var(--wp--preset--font-size--large) !important;}.has-x-large-font-size{font-size:var(--wp--preset--font-size--x-large) !important;}.wp-block-navigation a:where(:not(.wp-element-button)){color:inherit;}:where(.wp-block-post-template.is-layout-flex){gap:1.25em;}:where(.wp-block-post-template.is-layout-grid){gap:1.25em;}:where(.wp-block-columns.is-layout-flex){gap:2em;}:where(.wp-block-columns.is-layout-grid){gap:2em;}.wp-block-pullquote{font-size:1.5em;line-height:1.6;}.woocommerce form .form-row .required{visibility:visible;}[data-cky-tag]{visibility:hidden;}.mp-spacer{line-height:.5;}.mepr-form .button-primary,.mepr-form .mepr-share-button,.mepr-form .mepr-submit,.mp_wrapper .button-primary,.mp_wrapper .mepr-share-button,.mp_wrapper .mepr-submit,.mp_wrapper .submit{transition:all .25s ease-in-out;}.mepr-form .button-primary,.mepr-form .mepr-share-button,.mepr-form .mepr-submit,.mp_wrapper .button-primary,.mp_wrapper .mepr-share-button,.mp_wrapper .mepr-submit{background-color:#003a61 !important;border-color:#003a61 !important;}@media only screen and (min-width: 992px){.mepr-form .button-primary,.mepr-form .mepr-share-button,.mepr-form .mepr-submit,.mp_wrapper .button-primary,.mp_wrapper .mepr-share-button,.mp_wrapper .mepr-submit,.mp_wrapper .submit{font-size:15px !important;}}.mepr-form .button-primary,.mepr-form .mepr-share-button,.mepr-form .mepr-submit,.mp_wrapper .button-primary,.mp_wrapper .mepr-share-button,.mp_wrapper .mepr-submit,.mp_wrapper .submit{transition:all .25s ease-in-out;color:#fff !important;}.mepr-form .button-primary:hover,.mepr-form .mepr-share-button:hover,.mepr-form .mepr-submit:hover,.mp_wrapper .button-primary:hover,.mp_wrapper .mepr-share-button:hover,.mp_wrapper .mepr-submit:hover{background-color:#4ab3f6 !important;border-color:#4ab3f6 !important;}.mepr-form .button-primary:hover,.mepr-form .mepr-share-button:hover,.mepr-form .mepr-submit:hover,.mp_wrapper .button-primary:hover,.mp_wrapper .mepr-share-button:hover,.mp_wrapper .mepr-submit:hover{}body #mepr-account-nav{display:inline-block;width:100% !important;padding:10px 0 0 0;}@media only screen and (min-width: 767px){body #mepr-account-nav{border-bottom:1px solid #ccc;padding-left:10px;}}#mepr-account-nav .mepr-nav-item{display:inline-block;width:100%;background:#f7f7f7;border:1px solid #ccc;padding:7px 15px;margin:0 0 -1px 0;}@media only screen and (min-width: 767px){#mepr-account-nav .mepr-nav-item{width:auto;float:left;border-top-left-radius:8px;border-top-right-radius:8px;position:relative;margin-bottom:-1px;}}#mepr-account-nav .mepr-active-nav-tab{z-index:1;background:#e7e7e7;}@media only screen and (min-width: 767px){#mepr-account-nav .mepr-active-nav-tab{top:-5px;padding-top:12px;padding-bottom:7px;margin-right:-3px;margin-left:-1px;margin-bottom:-6px;}}body button.button.mp-hide-pw,body button.button.mp-hide-pw:hover{border:none;background:none;color:#000;opacity:.7;transition:all .25s ease-in-out;}.dgwt-wcas-ico-magnifier,.dgwt-wcas-ico-magnifier-handler{max-width:20px;}.dgwt-wcas-search-wrapp{max-width:600px;}:root{--tcb-background-author-image:url("https://cdn-gklnl.nitrocdn.com/BACwPiQuQwKdevPthbPAhZqfMXZfUShx/assets/desktop/optimized/rev-ba96363/secure.gravatar.com/avatar/d7dd8b697a585abde61258ee22607417.9d8e9d4b03a27b31dfad9b413a485f77");--tcb-background-user-image:url("");--tcb-background-featured-image-thumbnail:url("https://cdn-gklnl.nitrocdn.com/BACwPiQuQwKdevPthbPAhZqfMXZfUShx/assets/images/optimized/rev-ba96363/sophiegrace.com.au/wp-content/uploads/Sophie-Grace-Social-Media-TemplatesFeatured-Images-6-4-e1670454888293.png");}.woocommerce div.product div.images .woocommerce-product-gallery__wrapper .zoomImg{display:none;}.mepr-account-form{width:400px;color:#3a86b6;}.wpforms-form button[type=submit]{background-color:#4ab3f6 !important;border-color:#4ab3f6 !important;color:#fff !important;transition:background .3s ease-in-out;}#mc_embed_signup{background:#fff;clear:left;font:14px Helvetica,Arial,sans-serif;}

Sign up to our Compliance and Regulatory Newsletter for Free

Our Services

AFSL

Credit Licence

AML/CTF

Legal

Sophie Grace Compliance Portal

Our Most Recent Articles

Increased Penalties for failing to enrol with AUSTRAC

ASIC’s Appeal on Conflicted Remuneration Case is Dismissed: Key Takeaways

Treasury opens consultation on the regulation of Digital Asset Providers

Contact Us

About us

Contact

Useful Links

Sign up to our Compliance and Regulatory Newsletter for Free

Subscribe

Our Services

AFSL

Credit Licence

AML/CTF

Legal

Sophie Grace Compliance Portal

Our Most Recent Articles

Increased Penalties for failing to enrol with AUSTRAC

ASIC’s Appeal on Conflicted Remuneration Case is Dismissed: Key Takeaways

Treasury opens consultation on the regulation of Digital Asset Providers

Contact Us