Under the ASIC Derivative Transaction Rules (Reporting) 2013 as amended (the Reporting Rules), Australian issuers of OTC derivatives (with less than A$5 billion gross notional outstanding positions as at 30 June 2014) will need to report for the first time from 4 December 2015 their reportable transactions, and from 6 June 2016 their reportable positions.
TRAction Fintech Pty Ltd (TRAction Fintech) can assist Phase 3B entities with their OTC derivatives reporting. You can email TRAction Fintech at email@example.com.
Sophie is the director of both Sophie Grace Legal Pty Ltd and Sophie Grace Pty Ltd. Sophie has worked with some of Australia’s largest financial services organisations in compliance, legal and operational roles. She has also worked with small businesses to provide tailored solutions with a strong understanding of business practicalities as well as obligations to regulators.