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About
About Sophie Grace
Business Services Guide
Contact
Newsletter
Media
Fees
Careers
AFSL
Do I need an AFSL?
AFSL Applications
AFSL Application Process
AFSL Application Packages
AFSL Responsible Managers
AFSL Ongoing Compliance Solutions
Procedural Documentation
Providing Personal Financial Advice to Retail Clients? A Summary of Current Standards and Training Requirements
Types of Clients – Retail v Wholesale
Shop AFSL Compliance Templates
ACL
Do I need an ACL?
ACL Applications
ACL Responsible Managers
Procedural Documentation
ACL Ongoing Compliance Solutions
Shop ACL Compliance Templates
AML/CTF
Do I need to Comply?
Remittance and Money Transfer Providers
Digital Currency Exchange Providers
AML/CTF Programs
AML/CTF Ongoing Requirements
Customer Due Diligence Requirements
AML/CTF Independent Compliance Review
Shop AML/CTF Compliance Templates
Legal
Corporate and Commercial
Financial Services
Client Money
Funds Management
Wholesale Fund Managers
Retail Fund Managers
Issuing Shares or Debentures
Managed Discretionary Accounts
Important Information
The Fintech Regulation Hub
What is Buy Now, Pay Later?
What is Robo-Advice?
What is Bitcoin?
What is Blockchain?
What is Crowd-Sourced Funding?
What is Marketplace Lending (P2P Lending)?
What is a Payment Platform?
Starting up your Business
Doing Business
Public Notary Services
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ACL Adequacy of Resources Template
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ACL Adequacy of Resources Template
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220.00
ACL Best Interests Duty Policy
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220.00
ACL Breach Reporting Policy Template (Including Breaches Register)
$
275.00
ACL Compliance Calendar Template
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220.00
ACL Compliance Plan Template
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220.00
ACL Conflicts of Interest Policy Template
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275.00
ACL Credit Reporting Package
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330.00
ACL Credit Reporting Policy Template
$
220.00
ACL Credit Reporting Statement Template
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220.00
ACL Credit Representatives Manual Template
$
550.00
ACL Debt Collection Policy Template
$
220.00
ACL Design and Distribution Package
$
1,375.00
ACL Design and Distribution Policy
$
660.00
–
$
1,100.00
ACL Document Retention Policy Template
$
220.00
ACL Dispute Resolution Policy and Complaints Management Policy Templates
$
550.00
ACL Hardship Policy Template
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220.00
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AFSL Templates
AFSL Application Documents
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Shop Terms and Conditions
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AFSL Templates
AFSL Application Documents
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AFSL Compliance Program Package
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ACL Application Documents
ACL Application Starter Package
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ACL Compliance Program Package
AML/CTF Templates
AML/CTF Programs
Additional Documents
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