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About
About Sophie Grace
Business Services Guide
Contact
Newsletter
Media
Fees
Careers
AFSL
Do I need an AFSL?
AFSL Applications
AFSL Application Process
AFSL Application Packages
AFSL Responsible Managers
AFSL Ongoing Compliance Solutions
Procedural Documentation
Providing Personal Financial Advice to Retail Clients? A Summary of Current Standards and Training Requirements
Types of Clients – Retail v Wholesale
Shop AFSL Compliance Templates
ACL
Do I need an ACL?
ACL Applications
ACL Responsible Managers
Procedural Documentation
ACL Ongoing Compliance Solutions
Shop ACL Compliance Templates
AML/CTF
Do I need to Comply?
Remittance and Money Transfer Providers
Digital Currency Exchange Providers
AML/CTF Programs
AML/CTF Ongoing Requirements
Customer Due Diligence Requirements
AML/CTF Independent Compliance Review
Shop AML/CTF Compliance Templates
Legal
Corporate and Commercial
Financial Services
Client Money
Funds Management
Wholesale Fund Managers
Retail Fund Managers
Issuing Shares or Debentures
Managed Discretionary Accounts
Important Information
The Fintech Regulation Hub
What is Buy Now, Pay Later?
What is Robo-Advice?
What is Bitcoin?
What is Blockchain?
What is Crowd-Sourced Funding?
What is Marketplace Lending (P2P Lending)?
What is a Payment Platform?
Starting up your Business
Doing Business
Public Notary Services
Blog
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AFSL B2 Proof Template – Development Program for Responsible Managers
$
220.00
AFSL B3 Proof Template – Arrangements for Managing Conflicts of Interest
$
275.00
AFSL B3 Proof Template – Compliance Arrangements
$
440.00
AFSL B3 Proof Template – Outsourcing Statement
$
165.00
AFSL B4 Proof Template – Program for Monitoring, Supervision and Training of Representatives
$
220.00
AFSL B5 Proof Template – Human Resources Capacity Statement
$
165.00
AFSL B5 Proof Template – Information Technology Statement
$
220.00
AFSL B7 Proof Template – Risk Management System Statement
$
440.00
AFSL Cash Settlement Fact Sheet Template
$
110.00
AFSL C1 Proof – Custodial/Depository Service Statement
$
220.00
AFSL C1 Proof Template – Funds under Management/Custody Statement
$
220.00
AFSL C1 Proof Template – Product/Service Distribution Statement
$
165.00
AFSL C2 Proof – Funds Under Management Details
$
220.00
AFSL C2 Proof Template – Product Distribution Channel Report
$
50.00
AFSL C2 Proof Template – Scheme Operating Capacity Statement
$
220.00
AFSL C2 Proof Template – Scheme Property Statement
$
220.00
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AFSL B2 Proof Template – Development Program for Responsible Managers
$
220.00
AFSL B3 Proof Template – Arrangements for Managing Conflicts of Interest
$
275.00
AFSL B3 Proof Template – Compliance Arrangements
$
440.00
AFSL B3 Proof Template – Outsourcing Statement
$
165.00
AFSL B4 Proof Template – Program for Monitoring, Supervision and Training of Representatives
$
220.00
AFSL B5 Proof Template – Human Resources Capacity Statement
$
165.00
AFSL B5 Proof Template – Information Technology Statement
$
220.00
AFSL B7 Proof Template – Risk Management System Statement
$
440.00
AFSL Cash Settlement Fact Sheet Template
$
110.00
AFSL C1 Proof – Custodial/Depository Service Statement
$
220.00
AFSL C1 Proof Template – Funds under Management/Custody Statement
$
220.00
AFSL C1 Proof Template – Product/Service Distribution Statement
$
165.00
AFSL C2 Proof – Funds Under Management Details
$
220.00
AFSL C2 Proof Template – Product Distribution Channel Report
$
50.00
AFSL C2 Proof Template – Scheme Operating Capacity Statement
$
220.00
AFSL C2 Proof Template – Scheme Property Statement
$
220.00
1
2
→
AFSL Templates
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AFSL Templates
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Shop Terms and Conditions
