This template is a complete Conflicts of Interest Policy and Register that is easily customisable to your business. The policy and register templates outline the policies and procedures for identifying, assessing and managing conflicts of interest that impact your credit business. Australian Credit Licence Holders have a statutory obligation to manage conflicts of interest under Section 47(1)(b) of the National Consumer Credit Protection Act 2009 and are required to have documented procedures to meet this obligation. The policy template also includes conflict rules which can be tailored and applied to your business, a conflict notification template and disclosure guidelines.

These templates have been developed to meet the guidance from ASIC in relation to conflicts of interest in Regulatory Guide 205.

Also included with the Conflicts of Interest Policy and Register is the Gifts and Benefits Register. This template has been developed to help Australian Credit Licence Holders document any gifts and benefits which may be received and assists Mortgage Brokers and Mortgage Intermediaries meet the conflicted remuneration requirements as outlined in Part 3.5A of the National Consumer Credit Protection Act 2009.

Available for all licence types.