This AFSL Application Starter Pack includes the following Core Proof and Additional Proof templates which may be required for submission to ASIC to support your AFSL Application:
- A5 Business Description;
- Business Reference;
- B1 Table of Organisational Competency;
- B5 Financial Resources;
- B5 Cashflow Projections;
- B5 Cashflow Assumptions; and
- Balance Sheet.
- B3 Arrangements for Managing Conflicts of Interest;
- B3 Outsourcing Statement;
- B5 Human Resources Capacity Statement;
- C1 Funds under Management/Custody Statement;
- C1 Product/Service Distribution Statement;
- C2 Scheme Operating Capacity Statement;
- C2 Scheme Property Statement; and
- C2 Funds under Management Details.
Further information on each of the documents can be found by selecting the relevant document above.
Bonus: Sophie Grace’s AFSL Pre-Application Checklist will be included free with your purchase to assist you in the initial application process.
If you require a B1 Proof Template for your Responsible Manager to be assessed under Option 1 or Option 2 of RG105 please contact us. A B1 Proof Template for your Responsible Manager to be assessed under Option 3, Option 4, or Option 5 are included in this starter pack.
All Sophie Grace Template Documents are available for instant download. Your invoice will be emailed directly to you within 2 business days of your purchase.
If you have any problems with your purchase or have any questions, please contact us.
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