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AFSL B5 Financial Resources Template



This template will assist you in preparing the B5 Financial Resources Proof required to apply for a Financial Planning AFSL. This B5 Financial Resources document will help you identify the financial requirements that apply to your business. It allows you to demonstrate your ability to comply with the financial requirements of holding a Financial Planning AFSL.

This template has been developed to meet the requirements as outlined in ASIC Regulatory Guide 2 and demonstrates to ASIC how you will meet the ongoing financial requirements of ASIC Regulatory Guide 166.

You may select from the dropdown bar the B5 Financial Resources template which is most suitable for your business. We have tailored the B5 Financial Resources template for the following business types:

– Crowd Funding;
– Financial Planning;
– Generic;
– Insurance Broking;
– Introducing Broker;
– Limited AFSL/Accountants;
– Market Making;
– Retail Funds Management; and
– Wholesale Funds Management.

All Sophie Grace Template Documents are available for instant download.

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