AFSL Conflicts of Interest Register



This template is a Conflicts of Interest Register that is easily customisable to your business. This template together outlines the procedures for managing conflicts of interest between your business and your officers as well as employees and agents. This template ensures that your Australian Financial Services Licence (AFSL) obligations are met. AFSL Holders have a statutory obligation to manage conflicts of interest under Section 912A(1) (AA) of the Corporations Act 2001 and as such are required to have documented procedures to identify and manage conflicts of interest.

Available for all licence types.

All Sophie Grace Template Documents are available for instant download.

If you require a tax invoice or have any problems with your purchase, please contact us.

Go back to AFSL Compliance Documents and Policies.

Additional information

Type of Licence

Retail Licence, Wholesale Licence