This template document is easily customisable to your business and is available for Distributors and Issuers.
Included with the Design and Distribution Policy is the Risk Assessment and Management Matrix. Together, these templates assist your business in implementing and maintaining robust and effective product governance arrangements in relation to product design and distribution.
These template documents have been created to comply with the reforms introduced by the Treasury Laws Amendment (Design and Distribution Obligations and Product Intervention Powers) Act 2019 and complies with ASIC Regulatory Guide 274 and licensees obligations under Part 7.8A of the Corporations Act.
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Go back to AFSL Compliance Documents and Policies.