AFSL Document Retention Policy Template



This template is a complete Document Retention Policy that is easily customisable to your business. The document outlines the obligations that apply in relation to the management, retention, retrieval and destruction of documents. This policy is intended to comply with statutory obligations to retain documents as well as provide mandatory policies for the retention of documents.

This template has been developed to meet the record keeping requirements as outlined in ASIC Regulatory Guide 104.

Available for all licence types.

Note: If you are a business giving Personal Advice to retail clients, it is recommended that you purchase the AFSL Advice Policy Document.

All Sophie Grace Template Documents are available for instant download.

If you require a tax invoice or have any problems with your purchase, please contact us.

Go back to AFSL Compliance Documents and Policies.