This template is a complete Representatives Policy that is easily customisable to your business. Included with the policy is the Representatives Register, an Authorised Representatives Onboarding Checklist and an Authorised Representatives Risk Assessment. Together these documents outline the policies and procedures for the appointment, supervision and training of all representatives, in compliance with Regulatory Guide 105 and the conditions of your AFSL.
The Representatives Register will assist you in recording the details of all appointed and ceased representatives.
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