AFSL Risk Management Policy Template

$220.00

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AFSL Risk Management Policy Template

This template is a complete Risk Management Policy that is easily customisable to your business. The document outlines a risk management system which will provide your business with a systematic method of establishing the context of risk as well as identifying, analysing, evaluating, treating, monitoring and communicating risks associated with the provision of financial services.

This Risk Management Policy has been developed in accordance with the Australian and New Zealand Standard on Risk Management Systems (AS/NZS ISO 31000-2009) and AFSL Holders’ general compliance obligations outlined in ASIC Regulatory Guide 104.

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Go back to AFSL Compliance Documents and Policies.