This template is a complete Training Policy that is easily customisable to your business. The document outlines policies and procedures designed to maintain the highest levels of professional integrity and ethical conduct in your business and to develop the knowledge of all representatives.
This policy has been developed in accordance with ASIC Regulations, AFSL requirements, ASIC Regulatory Guides 104 and 146 as well as the Corporations Act.
Included in this template is the Training Register which will assist you in recording the details of all training undertaken in your firm.
This policy has been designed for licensees who provide general advice to retail clients and/or services to wholesale clients. If you provide personal advice to retail clients, please see our CPD Policy.
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Go back to AFSL Compliance Documents and Policies.
