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AML/CTF Reporting Group and Lead Entity Checklist

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Description

Reporting Groups and Lead Entities are a new feature of the AML/CTF Legislation and this document helps you to work through:

  • whether you can form a Reporting Group, and if so, what type of Reporting Group; and
  • who the Lead Entity will be.

The checklist also includes a template for each member of the Reporting Group to provide written agreement to the Lead Entity and a register of members of your Reporting Group.

This checklist is customisable to any business.

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