This template, along with other B3 templates, will assist you in preparing the B3 Compliance Arrangements Proof for MDA Services required for your AFSL application to demonstrate to ASIC your organisational structure in respect of the implementation of compliance obligations.
This proof includes a table describing your compliance arrangements in the following format:
Included along with this B3 Proof is the AFSL Compliance Calendar template. This template provides a framework to ensure your business meets all compliance obligations throughout the year. The Compliance Calendar ensures obligations are met by the appropriate people, at the appropriate time throughout the year.
All Sophie Grace Template Documents are available for instant download. Your invoice will be emailed directly to you within 2 business days of your purchase.
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