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$165.00

Description

This template will assist you in preparing a B3 proof document which outlines processes for determining the suitability of external service providers as well as methods to engage with external service providers.  This template includes wording to outline:

  • your processes for determining the suitability of external service providers you will engage to perform any of your substantial activities under your AFS licence;
  • how you will engage external service providers, including whether you have written agreements setting out matters such as service standards and dispute resolution processes;
  • how often and by what means you will monitor and review external service providers (including monitoring and reporting compliance with service standards and/or written agreements); and
  • the format for such reports and solutions to satisfy itself that the outsources activity will adequately meet the AFS license obligations.

This proof also includes a table describing your outsourcing arrangements which must include details of:

  • the activities you will outsource;
  • the service provider;
  • how you will monitor the provision of the service; and
  • who will do the monitoring and how often.

This template has been developed to meet the standards required in Section 769B of the Corporations Act and ASIC Regulatory Guide 3.

All Sophie Grace Template Documents are available for instant download. Your invoice will be emailed directly to you within 2 business days of your purchase.

If you have any problems with your purchase or have any questions, please contact us.

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