This template is a B7 proof document which describes the strategy of integrating a risk management system into business operations. This template includes a diagram illustrating your risk management reporting lines and a description of the frequency and nature of your internal and external risk review/audit processes.
This proof also includes a table describing the main risks your business will face focusing on risks that adversely affect consumers or market integrity. The table includes details of:
- the risks you have identified;
- how they will arise;
- their likelihood;
- their potential impact;
- measures you have in place to deal with these risks (i.e. to monitor, mitigate and manage the risks); and
- the person responsible for managing each risk.
Included along with this B7 Proof is the Risk Assessment and Management Matrix. This template is a detailed Risk Assessment and Management Matrix which will allow your firm to assess it’s overall risk.
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