This C4 Derivatives Statement proof template includes all details relevant to your business in terms of; derivatives products, related activities, details and your business’ internal controls. This proof includes details of the types of derivatives your business’ proposed financial services will relate to, that is:
- whether the products will be exchange traded (ET) and/or over the counter (OTC) derivatives;
- the nature of the products; and
- what the underlying asset or index will be.
This proof also includes details of:
- the types of client your business services and/or products will be targeted to, how you identify its target market, and how you will promote its services and/or products;
- the typical purpose(s) for which clients will use your business’ services and/or products (e.g. hedging, speculating etc.);
- who will be informing these clients about the risks associated with buying and selling derivatives; and
- which responsible manager(s) will supervise these activities and the estimated proportion of their time these activities will take.
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