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AFSL Anti-Hawking Policy Template

$440.00

Description

This Anti-Hawking Policy Template has been drafted to ensure your business does not breach the general prohibition on hawking of financial products and to outline the obligations that apply in relation to the hawking of financial products to Retail Clients. This template applies to all officers, directors, employees and agents as well as any agents or representatives that act for or on behalf of your business.

This template gives effect to the reforms introduced by the Financial Sector Reform (Hayne Royal Commission Response) (Hawking of Financial Products) Regulations 2021 as well as the Financial Sector Reform Act and complies with ASIC Regulatory Guide 38: The hawking prohibitions and your businesses obligations under Part 7.8 of the Corporations Act.

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Additional information

Type of Licence

Retail Licence