As the Head of Licensing, Sarah has oversight and responsibility for all AFS and credit licence applications ensuring they fulfil the legal and regulatory guidelines set by ASIC. Sarah also assists clients maintain their licences through ongoing compliance processes and procedures. She also has oversight of all AUSTRAC registrations.
Her work also involves collaborating with senior lawyers in drafting legal agreements in relation to a range of licensees, as well as assisting in legal matters where required, including licence transactions and court matters. As a senior team member having worked for Sophie Grace since 2014, Sarah provides support, guidance and advice while working closely with our junior staff.
Sarah has a Diploma of Law from the Legal Profession Admission Board and a Bachelor of Socio-Legal Studies from the University of Sydney. She is admitted as a solicitor in NSW.
Sophie Grace can provide you with an AML/CTF Program and can assist you to tailor it to your business’ needs. We have three different options available to suit your business and finance needs.
You can purchase template documents from our online shop. The template is an instant download and includes prompts to help you tailor the document yourself. We have template documents for:
Sign up to the Compliance Portal and receive the template AML/CTF Program Package, and obtain access to updated documents in light of any updates we make as new guidance or amended legislation is released. Choose between:
Sophie Grace can assist you to prepare the AML/CTF Program package based on your business’ specific requirements. Contact us to discuss further.
Find everything you need in relation to the AML/CTF Reforms
Sign up today for up-to-date compliance policies and regular consultation with our staff. Watch our demonstration video now!
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